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The Washington Report | For the week ended October 30, 2015

The Washington Report | October 30, 2015

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Safety & Soundness

  • Federal Reserve Board Proposes Total Loss Absorbing Capacity and Long-Term Debt Requirements for Certain Bank Holding Companies and Intermediate Holding Companies
  • OCC Revises Floor Plan Lending Booklet 

Enterprise & Consumer Compliance 

  • CFPB Releases Monthly Complaint Report
  • Enforcement Actions
  • FTC Joins International Information Sharing Initiative to Protect Consumer Privacy 

Capital Markets & Investment Management

  • SEC Adopts Final Rules to Permit Crowdfunding
  • FINRA Amends Reporting Requirements for TRACE Eligible Securities
  • House Passes Bill to Restrict Department of Labor from Finalizing Fiduciary Rule
  • Enforcement Actions

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