Bank & Thrift Regulatory Update
- Federal Reserve Releases 2014 CCAR Results
- Deputy Comptroller for Operational Risk Outlines Risk
Drivers at the OpRisk North America Conference
- OCC Issues Quarterly Report on Bank Trading and Derivatives
Activities
- OCC Issues New Comptroller’s Handbook Booklet on Asset-Based
Lending
Enterprise & Consumer Compliance
- Agencies Propose Rule for State Registration and Supervision
of Appraisal Management Companies
- CFPB Releases Payday Lending Report Focused on "Loan
Sequences"
- Federal Reserve Releases Report on Mobil Financial Services
Survey
Capital Markets & Investment Management
- SEC Releases Money Market Fund Reform Analyses
- SEC Hosts Roundtable on Cybersecurity
- CFTC Issues Interpretive Guidance Regarding Auditor
Independence
- CFTC Seeks Comment on ICE Swap Trade’s Self-Certification of
Package Trade Rule
- CFTC and Canadian Authorities Sign Memorandum of
Understanding to Enhance Supervision of Cross-Border Regulated Entities
- Enforcement Actions
Recent Supervisory Actions