Financial Crime (AML/ATF, ABC and Anti-Fraud)

With increasing regulatory pressures and compliance risks, it's essential to have a robust compliance programme in place to protect your organisation's reputation and assets. In today’s fast changing world, organisations need to effectively manage the costs and risks of complying with new regulations and enforcement activity whilst taking advantage of market opportunities.

KPMG Forensic team can provide assistance across a broad spectrum of regulatory compliance services.

Whether assisting a financial institution proactively seeking to improve its programme or reactively responding to a regulatory order, our professionals provide assistance to address many areas of compliance programme improvement sought by the financial community in today’s marketplace.

Whether it’s reviewing your existing Compliance programme, transforming it for the future, or dealing with regulatory inquiries and scrutiny, our team can help you.

We work with clients to identify, manage and mitigate their AML/ATF and Sanctions risk exposures in line with legislative requirements and industry better practice.

• AML/ATF and Sanctions independent audit
  
• Gap analysis of specific components of an AML/ATF and Sanctions compliance programme
• Design and implementation of AML/CFT programmes including AML/AFT and Sanctions Policies and Procedures, Business Risk Assessment (“BRA”), Customer Risk Assessment (“CRA”) and Sanctions Risk Assessment
• AML/AFT and Sanctions remedial services
• AML/AFT and Sanctions training programmes aimed at various levels of the staff
• Assistance with responding to regulatory inspections and requests
• AML/ATF and Sanctions secondments (KPMG can offer its own employees to fill in AML/ATF and Sanctions positions within your organizations)

When shaping your approach to ABC risk management to deliver effective outcomes, testing to ensure your compliance framework is robust and fit for purpose, or when you require support to investigate a potential issue, we bring deep expertise and pragmatic solutions throughout.

• ABC risk assessments
• Design of ABC policies and procedures
• ABC training programmes aimed at various levels of the staff

Whether you need to manage your organisation’s fraud risks, optimise your fraud operations, find effective ways of reducing costs or address new regulatory requirements impacting fraud, we can help.

Our fraud risk management professionals offer insights gained from extensive experience in conducting high-profile fraud, corruption and misconduct investigations.

• Assessment of fraud and misconduct risk exposures
• Design of effective Ethics and Compliance programmes and related Anti-fraud controls
• Anti-Fraud training programmes aimed at various levels of the staff