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Internal audit in financial services reimagined

Internal audit in financial services reimagined

Predictions for success in a fast-changing profession


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Rapid technology change. Shifting regulations. Talent shortages. The financial services industry is being disrupted from many fronts, and the effects are trickling down to internal audit functions. The next three to five years will add significant complexity to the business of internal audit, presenting both new challenges to overcome and opportunities to shine.

In this paper, we combine our collective experience working with leading financial services organizations to improve internal audit with firsthand viewpoints of internal audit leaders from American Express and TD Ameritrade. We feature American Express and TD Ameritrade in this paper because their internal audit functions are challenging traditional thinking and audit approaches. The perspectives of their internal audit leaders help shed light on the future of the profession.

What’s ahead for financial services industry internal audit departments? What is actionable advice for building next-generation internal audit functions? Download to read more.

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