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Guidance for management

Guidance for management

Federal Reserve proposes guidance setting forth supervisory expectations for management relevant to assessing governance and controls in large financial institutions


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Key points

The proposed guidance for senior management:

  • Outlines supervisory expectations related to risk management at large financial institutions, distinguishing between senior management that reports directly to the board and business line management.
  • Is part of a larger initiative to establish a new rating system for large financial institutions.
  • Would, along with the Federal Reserve’s proposed supervisory expectations for boards of directors, inform the agency’s assessment of a large financial institution’s governance and controls.

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