Consolidated audit trail releases technical - KPMG United States
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Consolidated audit trail releases technical specifications for SROs

Consolidated audit trail releases technical


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The Consolidated Audit Trail (CAT) Plan Processor has released the Technical Specifications for Self-Regulatory Organizations (SROs), providing both SROs and broker-dealers insight into the details of the new transaction reporting requirements. SROs and broker-dealers can now assess their current reporting infrastructure against the rule requirements and the Technical Specifications to gain a more detailed understanding of the resources required to build their CAT technology and overall reporting framework. We invite you to read the Client Alert, which provides highlights of the SRO Technical Specifications in anticipation of the forthcoming complete broker-dealer Technical Specifications.

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