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The Washington Report | For the week ended August 21, 2015

The Washington Report | August 21, 2015

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Safety & Soundness

  • Basel Committee Publishes FAQs on Standardized Approach of Counterparty Credit Risk

Enterprise & Consumer Compliance

  • CFPB Takes Multiple Actions to Address UDAAP Issues 

Capital Markets & Investment Management

  • CPMI and IOSCO Issue Consultative Document on Unique Transaction Identifier
  • CFTC Proposes Amendments to Swap Data Recordkeeping and Reporting Requirements
  • SEC Designates FINRA to Administer Professional Qualification Tests for Certain Persons
  • Enforcement Actions

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