Safety & Soundness

• Federal Reserve Publishes Clarification to Transaction-Monitoring Costs under Regulation II

Enterprise & Consumer Compliance

• CFPB, OCC, and FDIC Take Action to Address UDAAP/UDAP Violations Related to Deposits
• FTC Issues Statement of Enforcement Principles for Section 5 UDAP Prohibitions
• FTC Files Claim Against Data Broker 

Capital Markets & Investment Management

• Enforcement Actions