Safety & Soundness

• Federal Reserve Proposes Changes to Capital Plan and Stress Test Rules
• Basel Committee Releases Final Guidelines for Identifying and Dealing with Weak Banks
• Basel Committee Releases Progress Report for Supervisory Colleges 

Enterprise & Consumer Compliance

• CFPB Launches New Monthly Report on Consumer Complaints
• CFPB Enters Consent Order with Indirect Auto Lender to Address Discretionary Pricing
• Treasury Seeks Comment on Marketplace Lenders
• Basel Committee Releases Proposed Revisions to Account Opening Guide 

Capital Markets & Investment Management

• FINRA and MSRB Propose Academic TRACE Data Set
• Agencies Issues Joint Report on the Treasury Market Volatility of October 15, 2014
• SEC Announces Significant Whistleblower Award
• Enforcement Actions