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The Washington Report | For the week ended October 3, 2014

The Washington Report | October 3, 2014

In this issue...


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Safety & Soundness
FSB PublishesProposals on Cross-Border Recognition of Resolution Actions

Federal Reserve to Begin Quantitative Impact Study for Institutions Substantially Engaged in Insurance Underwriting Activity        

OCC Bulletin Addresses OTS Integration and Applicable Guidance
FSB Enhanced Disclosure Task Force Publishes Second Progress Report
Enterprise & Consumer Compliance
CFPB Releases Report on Manufactured Housing
Comptroller Curry Discusses Strategic Planning and the Advantages CDFI Certification
CFPB Fines Bank for Default Servicing Practices
FDIC Fines Bank for Unfair and Deceptive Practices Related to Credit Card Add-on Products
CFPB Fines Title Insurance Agency for Entering into Quid Pro Quo Referral Agreements
Capital Markets& Investment Management
FINRA Requests comment on a Rule Proposal to Implement the Comprehensive Automated Risk Data System
FSB Publishes Final Report on Foreign Exchange Benchmarks
CFTC Signs Memorandum of Understanding with Australian Securities and Investments Commission
SEC Chair White Discusses International Cooperation at IOSCO Conference
SEC Commissioner Piwowar Discusses Adoption of a Uniform Fiduciary Duty for Broker-Dealers and Investment Advisors
Enforcement Actions
Recent Supervisory Actions


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