The Washington Report | For the week ended August 8, 2014

The Washington Report | August 8, 2014

In this issue...


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Safety & Soundness

  • Federal Reserve and FDIC Provide Feedback on Second Round
    Resolution Plans of "First-Wave Filers”
  • Federal Reserve Releases Results of July 2014 Senior Loan Officer
    Opinion Survey on Bank Lending Practices 
  • Basel Committee Extends Comment Period for Proposed Revisions
    to Pillar 3 Disclosure Framework

Enterprise & Consumer Compliance

  • OCC Guidance Focuses on Consumer Debt Sale Arrangements with
    Third Parties 
  • FDIC Launches Financial Education Pilot Program for Youth Savings
    FTC Announces Separate Actions Against Two Debt Collectors for
    Unfair and Deceptive Practices
  • FTC Settlement Results in Refunds for Consumers Harmed by
    Fraudulent Tax Relief Company and Mortgage Relief Scams.
  • Federal Reserve Releases Report on Economic Well-Being of U.S.
  • CFPB Focuses on the Disclosure of Agreements Between
    Universities and Financial Institutions to Sell Financial Products to

Capital Markets & Investment Management

  • SEC Commissioner Piwowar Outlines Steps for Improvements to
    Municipal Bond Market
  • IOSCO Launches Public Information Repository for Central Clearing
  • FINRA Amends FINRA Rule 9120 and the Definition of “Hearing
  • Enforcement Actions

Recent Supervisory Actions 

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