Bank & Thrift Regulatory Update

• Federal Reserve Board Announces Publication Dates for Stress Test Results
• Federal Reserve Board Extends Comment Period for ANPR on Physical Commodity Activities Conducted by FHCs
• Federal Reserve to Begin Publishing Semi-Annual Report with Aggregate Data and Other Information in Bank Applications
• FDIC Releases Banking Industry Financial Results for the Fourth Quarter of 2013

Enterprise & Consumer Compliance

• CFPB Issues Bulletin Highlighting Obligation of Furnishers to Investigate Credit Report Disputes and Report on Related Complaints
• CFPB Enforcement Actions Announced
• FDIC Issues Interagency Examination Guidance for Residential Mortgage Loan Rules Revised by Dodd-Frank Act

Capital Markets & Investment Management

• CFTC Staff Advisory Outlines Best Practices for Compliance with Security Safeguards
• FINRA Guidance Announces Proposed Rules Governing Limited Corporate Financial Brokers
• FINRA Guidance Announces SEC Approval of Amendments Related to BrokerCheck Disclosures
• Enforcement Actions

Recent Supervisory Actions