Bank & Thrift Regulatory Update

• Federal Reserve Board and OCC Permit Certain Institutions to Begin to Use Advance Approaches for Risk-Based Capital
• Federal Reserve Board Finalizes Enhanced Prudential Standards Rule for Certain Bank Holding Companies and Foreign Banking Organizations
• FDIC Extends Comment Period on Single Point of Entry Strategy Proposal for the Resolution of SIFIs
• OCC to Host Directors’ Workshops Related to Risk Management

Enterprise & Consumer Compliance

•  Deputy Director Speaks to Mortgage Bankers on CFPB Expectations for the Mortgage Credit Markets

• CFPB Has Responded to More Than 300,000 Complaints

Capital Markets & Investment Management

• FINRA Guidance Announces New Reporting Requirements for Alternative Trading Systems
• Enforcement Actions

Recent Supervisory Actions