The Washington Report | February 24, 2014

The Washington Report | February 24, 2014

In This Issue...

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Bank & Thrift Regulatory Update

  • Federal Reserve Board and OCC Permit Certain Institutions to Begin to Use Advance Approaches for Risk-Based Capital
  • Federal Reserve Board Finalizes Enhanced Prudential Standards Rule for Certain Bank Holding Companies and Foreign Banking Organizations
  • FDIC Extends Comment Period on Single Point of Entry Strategy Proposal for the Resolution of SIFIs
  • OCC to Host Directors’ Workshops Related to Risk Management

Enterprise & Consumer Compliance

  •  Deputy Director Speaks to Mortgage Bankers on CFPB Expectations for the Mortgage Credit Markets
  • CFPB Has Responded to More Than 300,000 Complaints

Capital Markets & Investment Management

  • FINRA Guidance Announces New Reporting Requirements for Alternative Trading Systems
  • Enforcement Actions

Recent Supervisory Actions

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