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FCA’s second consultation for the Senior Managers & Certification Regime

Transitioning to SMCR

The Financial Conduct Authority’s (FCA) plans for transitioning firms and individuals to the Senior Manager’s and Certification Regime (SMCR)


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FCA’s second consultation for Senior Managers & Certification Regime

Following the FCA’s announcement in July 2017 to extend the SMCR to include all FSMA firms, the FCA and PRA released a second set of consultation papers on 13th December.

These papers provide more information on how firms will transfer to the new SMCR and, crucially for firms, more information on the likely timeline to implementation.

View our briefing note which explains the FCA’s transition plans and outlines four key actions firms can take now in preparation for implementation.

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