Anthony Donohoe

Anthony provides advice to clients on their corporate governance, regulatory and compliance arrangements. This includes assistance with the development of regulatory change programmes and advising and assisting firms implement changes to their risk and compliance operating models, policies and procedures.

Anthony’s professional experience has involved working with clients across the banking and financial services industry. This involves a focus on senior management and the systems and controls required to demonstrate oversight and management of regulatory compliance arrangements.

Successful outcomes include clarification and consistency of firms governance and management arrangements; enhanced regulatory compliance oversight and management and improved effectiveness by reducing duplication of roles, responsibilities and committees.

Representative banking and financial services industry experience:

• Leading a multidisciplinary team to provide design, advisory and project management services to a Global Investment Bank on their SMCR Programme
• Leading the review of the Corporate Governance and Senior Management arrangements on a Governance, Risk and Control Transformation Programme at a Global Banking Institution
• Leading a Consumer Credit Regulatory gap analysis to assess an international financial services firms compliance with FCA regulation including their Consumer Credit Authorisation and Interim Permission, Systems and Controls, Approved Persons and Governance & Compliance Arrangements.
• Leading a current state assessment of a global insurance company’s Global, Regional and Local Office Compliance functions to design a target operating model.
• Providing advice and assistance to a European Insurance Company on managing their s166 Compliance Remediation Programme
• Provision of strategic advice on a Global Retail Banks compliance operating model, analysis of regulatory roles and responsibilities and the alignment to staff skills and experience