Anthony provides advice to clients on their corporate governance, regulatory and compliance arrangements. This includes assistance with the development of regulatory change programmes and advising and assisting firms implement changes to their risk and compliance operating models, policies and procedures.
Anthony’s professional experience has involved working with clients across the banking and financial services industry. This involves a focus on senior management and the systems and controls required to demonstrate oversight and management of regulatory compliance arrangements.
Successful outcomes include clarification and consistency of firms governance and management arrangements; enhanced regulatory compliance oversight and management and improved effectiveness by reducing duplication of roles, responsibilities and committees.
Representative banking and financial services industry experience:
Bachelor of Laws (LLB), Australian National University
Bachelor of Economics (BEc), Australian National University
Grad Diploma Legal Practice, College of Law
Operating model design and implementation
Governance risk and compliance arrangements
Senior Managers and Certification Regime (SMCR) compliance