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Dr. Sebastian Rick

Senior Manager, Financial Services

KPMG AG Wirtschaftsprüfungsgesellschaft

Dr Sebastian Rick is Senior Manager and authorised representative at Financial Services Compliance of KPMG in Frankfurt am Main. He focuses his activities on the enhancement of compliance management systems and combating financial crime (such as money laundering, embargoes, sanctions) by optimising processes, methods and IT systems and applying digital solutions. He is also an expert on quantitative methods for measuring and improving the effectiveness (or efficiency) of compliance measures based on compliance culture.

Click here for my contribution on our blog portal "Klardenker" on compliance culture.

Sebastian Rick

Education and qualifications

  • Doctorate in Economics

  • Master of Science in Risk Management & Regulation

  • Bachelor of Science in International Finance

  • Wholesale and export merchant


  • Member, Compliance Risk Round Table, Frankfurt Institute for Risk Management and Regulation (FIRM)

  • Member, Asset Management Risk Round, Frankfurt Institute for Risk Management and Regulation (FIRM)

  • Alumni coordinator, Frankfurt Institute for Risk Management and Regulation (FIRM)

Non-professional activities

  • Lectureship at the Frankfurt University of Applied Sciences

  • Author of various publications (books, periodicals, daily newspapers) on compliance

  • Member of the German Academic Scholarship Foundation [Studienstiftung des deutschen Volkes e.V.]

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