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Client Alert: Revised financial return forms

Client Alert: Revised financial return forms

Overview of the amendments to financial return forms and key changes that are relevant to licensed corporations

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On 26 June 2020, the Securities and Futures Commission published the draft of the revised financial return form required to be submitted by licensed corporations (LCs) under the Securities and Futures (Financial Resources) Rules. This publication provides an overview of the amendments to financial return forms and explores key changes that are relevant to LCs with different types of business.

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