This Hong Kong Capital Markets Update provides a snapshot of the SFC’s current enforcement work and priorities as communicated in its Enforcement Reporter Issue No.1.
On 8 December 2016, the Securities and Futures Commission (SFC) relaunched its Enforcement Reporter as a biannual newsletter to provide regular updates of its current enforcement work and priorities to the market.
The SFC conducted a strategic review of its enforcement priorities and identified a number of areas to focus its enforcement efforts.
© 2021 KPMG Huazhen LLP, a People's Republic of China partnership, KPMG Advisory (China) Limited, a limited liability company in China, KPMG, a Macau partnership and KPMG, a Hong Kong partnership, are member firms of the KPMG global organisation of independent member firms affiliated with KPMG International Limited ("KPMG International"), a private English company limited by guarantee. All rights reserved. The KPMG name and logo are registered trademarks or trademarks of KPMG International.
For more detail about the structure of the KPMG global organisation please visit https://home.kpmg/governance.