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Hong Kong Capital Markets Update - Issue 5, December 2016

Hong Kong Capital Markets Update - Issue 5, Dec 2016

This Hong Kong Capital Markets Update provides a snapshot of the SFC’s current enforcement work and priorities as communicated in its Enforcement Reporter Issue No.1.

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Hong Kong Capital Markets Update - Issue 5, December 2016

On 8 December 2016, the Securities and Futures Commission (SFC) relaunched its Enforcement Reporter as a biannual newsletter to provide regular updates of its current enforcement work and priorities to the market. 

The SFC conducted a strategic review of its enforcement priorities and identified a number of areas to focus its enforcement efforts.

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