This Hong Kong Capital Markets Update provides a snapshot of the SFC’s current enforcement work and priorities as communicated in its Enforcement Reporter Issue No.1.
On 8 December 2016, the Securities and Futures Commission (SFC) relaunched its Enforcement Reporter as a biannual newsletter to provide regular updates of its current enforcement work and priorities to the market.
The SFC conducted a strategic review of its enforcement priorities and identified a number of areas to focus its enforcement efforts.
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