Managing challenges in automated trading services - Regulatory updates and control framework

Managing challenges in automated trading services...

With the growing dependence on information systems and evolving regulatory requirements, automated trading services (“ATS”) and alternative liquidity pool (“ALP”) operators are facing heightened technological and operational challenges. Management should be aware of the compliance requirements and appropriately manage these challenges in order to realise the potential competitive advantages which can be gained through technology adoption.

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Managing challenges in automated trading services - Regulatory updates and control framework

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