In this issue of the Hong Kong Capital Markets Update, we discuss the consultation conclusions of the Securities and Futures Commission (‘SFC’) on the regulation of IPO sponsors and the one-month SFC consultation on the enhancement of the regulatory regime for non-corporate listed entities.
Other notable market and regulatory matters highlighted in this issue include the publication by The Stock Exchange of Hong Kong Limited (‘the Exchange’) on the guidance on pre-IPO investments and the Exchange’s consultation conclusions on board diversity and corresponding listing rule changes consequential on the statutory backing of continuing obligation for listed companies to disclose inside information.
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