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KPMG Asset Management Series: Licensing and regulatory compliance for alternative investment funds and asset managers

13:45 - 15:00 Thursday, 29 October 2020

13:45 - 15:00 Thursday, 29 October 2020

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The webinar will address the following topics for private equity funds and alternative asset managers:

  • When does a private equity or venture capital firm need to be licensed with the SFC in Hong Kong?
  • How can a private equity or venture capital firm applying for a licence from the SFC ensure a smooth application process?
  • What are the key areas of compliance which you should focus on as a regulated private equity or venture capital firm?
  • How to apply the liquidity risk management and valuation requirements in the Fund Manager Code of Conduct to private equity or venture capital firms?
  • What are the recent areas of focus for the regulator and compliance ‘hot topics’?

 

Should you have any queries, please contact:
Tracy Leung
Tel:+852 2685 7381

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