Cross-border business activities are an important pillar of the financial industry ever since, bearing considerable legal- and reputational risks. Hence, financial service providers with international client bases are confronted with a multitude of country-specific regulations.

Cross-border financial services are subject to extensive controls in an increasingly tightened regulatory environment. Strict compliance with respective local provisions is a central topic. This is where KPMG can support you.

KPMG Cross-Border Products & Services

 
Cross-Border Country Manuals (digital + physical)
  • Standard Banking Manuals
  • Product Distribution Manuals
  • Independent Asset Manager (IAM) Manuals
  • Investment Banking Manuals
  • Crypto Services Manuals
  • Trust Services & Wealth Planning Manuals
  • Tax Manuals
  • Succession Manuals
     

Cross-Border Compliance & Advisory Services

  • Cross-border health check & gap analysis (in comparison to the regulatory minimum standards & best practices)
  • Support with setting up a cross-border control framework covering:
    • Cross-border governance framework (organizational setup & policies)
    • Risk analysis & definition of target operating model
    • Design of processes (e.g. training & travel concepts, etc.) and monitoring controls (ICS)
    • Collaboration with third parties (e.g. Finders, IAMs, etc.)

 

For a more detailed overview, please find our Service Portfolio here:

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Want to do business with KPMG?

 

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Why KPMG

Our dedicated cross-border competence center with a proven track record supports you in all cross-border matters relying on:

  • an overarching global network (covering over 150 jurisdictions)
  • profound market knowledge and experience based on intense interactions and strong relationships with market participants as well as the local regulators
  • a full service offering in all aspects of cross-border compliance and client suitability
  • fully standardized cross-border manuals that make the internal handling / processing easy and lowering implementation costs
  • our manuals also being available as a digital cross-border solution (can be used as a web-based solution or fully integrated into your core banking system via API)

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We will gladly remain at your disposal to answer any further questions you may have.

   

Ertugrul Tüfekci

Partner, Financial Services, Banking
 

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