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Circular 2008/04 Securities Journals
FINMA Circular 2008/04
Unofficial translation of the FINMA Circular about maintenance of securities journals including journal duty, transactions subject to journal entries, content of journal, and mandatory retention of journals (in force as at 01.01.2018).
Read the official FINMA publication in German.
Download the unofficial translation of the FINMA Circular here:
© 2019 KPMG Holding AG is a member of the KPMG network of independent firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss legal entity. All rights reserved.
KPMG International Cooperative (“KPMG International”) is a Swiss entity. Member firms of the KPMG network of independent firms are affiliated with KPMG International. KPMG International provides no client services. No member firm has any authority to obligate or bind KPMG International or any other member firm vis-à-vis third parties, nor does KPMG International have any such authority to obligate or bind any member firm.
