Regulatory & Compliance - KPMG Switzerland
close
Share with your friends

The road to compliance

Regulatory compliance can be a hurdle for even the most experienced financial services professional. Not only is it about complying with the letter of the law. It is a question of embedding compliance in your organization’s culture to prevent possible breaches at source and to ensure a professional response if something does go wrong.

This is where our Regulatory & Compliance experts have particular expertise. Our knowledge goes far beyond pure legal and regulatory work, enabling us to work with you to implement truly effective changes to your business and operating models. From impact assessment to design and implementation, through to the testing phase.

Connect with us

 

Want to do business with KPMG?

 

Request for proposal

How we can support you

Accompanying you on your transformation journey and helping you be compliant in every situation and technical matter. Let us help you benefit from the insights of our Swiss and international network of specialists.

  • FINMA licenses
  • Special investigations on behalf of supervisory authorities or a financial institution
  • Cross-border issues
  • Outsourcing of compliance functions
  • Wind-down services
  • FS-related legal/regulatory topics such as AML/KYC, anti-bribery/corruption, Automatic Exchange of Information (AEoI), MiFID/FINSA, and Collective Investment Schemes regulations.

Your key contacts

Please do not hesitate to contact us if you haven't found the information you were looking for or would like to do business with us.

Further areas of expertise

The challenges are great. But the opportunities are greater. We help you implement change to position you more strongly for sustainable success and support you in taking advantage of the opportunities.

Further information

Gain further insights in what we do.