Regulatory & Compliance - KPMG Switzerland
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Regulatory & Compliance

Regulatory & Compliance

We are at your side on the road to compliance - Embed compliance to prevent breaches and effect a true transformation of your business.

We are at your side on the road to compliance.

Regulatory compliance can be a hurdle for even the most experienced financial services professional. Not only is it about complying with the letter of the law. It is a question of embedding compliance in your organization’s culture to prevent possible breaches at source and to ensure a professional response if something does go wrong.

This is where our Regulatory & Compliance experts have particular expertise. Our knowledge goes far beyond pure legal and regulatory work, enabling us to work with you to implement truly effective changes to your business and operating models. From impact assessment to design and implementation, through to the testing phase.


Our expertise

Accompanying you on your transformation journey and helping you be compliant in every situation and technical matter. Let us help you benefit from the insights of our Swiss and international network of specialists.

  • FINMA licenses
  • Special investigations on behalf of supervisory authorities or a financial institution
  • Cross-border issues
  • Outsourcing of compliance functions
  • Wind-down services
  • FS-related legal/regulatory topics such as AML/KYC, anti-bribery/corruption, Automatic Exchange of Information (AEoI), MiFID/FINSA, and Collective Investment Schemes regulations. 


Financial Crime

Fighting financial crime in the digital age requires new thinking to improve resilience and unlock opportunities. Watch the movie.


Compliance Matters

Our quarterly newsletter ‘Compliance Matters’ equips you with information on the latest regulatory topics and developments of interest for the Swiss financial market. It also shines a spotlight on selected international regulations and their impacts. Register now for "Compliance Matters".


Further information

A long way to investor protection Vol. II (PDF)

Anti-Money-Laundering in times of Cryptocurrency (PDF)

FIDLEG und deren Bedeutung für Schweizer Finanzdienstleister (PDF, in German)

Organizational Measures for Preventing Financial Crime (PDF)

Regulatory update: an overview of the latest developments in the financial sector (PDF)

The AEoI has been in force for a year - what remains to be done? (PDF)

The role of Artificial Intelligence in combating financial crime (PDF)