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The Swiss Financial Market Supervisory Authority (FINMA), Switzerland’s regulator, issues circulars that stipulate how it must be applied. While some of these circulars have been translated into English by the legislator itself, most have not. KPMG therefore offers translations as a service to its clients and others.

Please note that these are unofficial translations that have been reviewed by a subject matter expert. This means that they should be considered as an aid but ultimately, it is only the German, French or Italian versions as published by the relevant authority that are legally binding.

Circular 2020/1 Accounting - Banks (amended 4.11.2020)

Circular 2019/02 Interest rate risk - Banks (amended 20.06.2018)

Circular 2019/01 Risk diversification - Banks (amended 31.10.2019)

Circular 2018/03 Outsourcing - Banks and insurance companies (amended 04.11.2020)

Circular 2018/02 Duty to report securities transactions (amended 25.01.2017)

Circular 2018/01 Organized trading facilities (amended 25.01.2017)

Circular 2017/07 Credit Risks - Banks (amended 04.11.2020)

Circular 2017/06 Direct transmission (amended 04.03.2021)

Circular 2017/03 SST (amended 07.12.2017)

Circular 2017/02 Corporate governance - insurers (07.12.2016)

Circular 2017/01 Corporate governance - banks (amended 31.10.2019)

Circular 2016/7 Video and online identification (amended on 6.5.2021)

Circular 2016/05 Investment Guidelines - Insurance Companies (amended 03.12.2015)

Circular 2016/04 Insurance Groups and conglomerates (amended 03.12.2015)

Circular 2016/03 ORSA (amended 23.08.2018)

Circular 2016/02 Disclosure - Insurers (amended 06.05.2021)

Circular 2016/01 Disclosure - Banks (amended 06.05.2021)

Circular 2015/03 Leverage Ratio (amended 20.06.2018)

Circular 2015/02 Liquidity Risks - Banks (amended 04.11.2020)

Circular 2015/01 Accounting - Banks (amended 27.03.2015)

Circular 2013/08 Market conduct rules (amended 04.04.2020)

Circular 2013/07 Limitation of Intragroup Positions – Banks (amended 29.05.2013)

Circular 2013/05 Liquidity - Insurers (amended 03.12.2015)

Circular 2013/03 Auditing (amended 04.11.2020)

Circular 2013/01 Eligible equity capital – Banks (amended 31.10.2019)

Circular 2012/01 Credit rating agencies (amended 24.10.2014)

Circular 2011/02 Capital buffer and capital planning – Banks (amended 31.10.2019)

Circular 2011/01 Activities as a Financial Intermediary as per AMLA (amended 26.10.2016)

Circular 2010/01 Remuneration schemes (amended 22.09.2016)

Circular 2009/01 Guidelines on asset management (amended 10.06.2016)

Circular 2008/21 Operational Risks Banks (amended 31.10.2019)

Circular 2008/20 Market risks – Banks (amended 18.09.2013)

Circular 2008/17 Exchange of information between SROs and FINMA (amended 20.10.2010)

Circular 2008/14 Supervisory reporting – Banks (amended 04.11.2020)

Circular 2008/04 Securities journals (amended 25.01.2017)

Circular 2008/03 Public deposits at non-banks (amended 26.06.2019)

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