Director, Financial Services, Regulatory & Compliance
Markus Rohner is a Director in our Regulatory & Compliance specialist team within our Financial Services department.
He provides compliance related audit and assurance services to financial institutions with a focus on anti-money laundering, suitability, cross-border, outsourcing and corporate governance.
Markus has more than 12 years of experience in audit and advisory services in the financial services industry and has been working on both financial and regulatory audit engagements encompassing a diversity of clients such as private banks, investment banks, investment management companies, securities dealers and commodities trader.
He has led and executed national and global projects, enabling multi-disciplinary teams to tackle with complex matters and ensuring high quality deliverables. During his secondment in London, Markus advised and assessed large global banks during the implementation phase of Basel 3 (CRDIV/CRR) and successfully partnered with internal technology providers.
Markus is currently the responsible Director for compliance related audits such as anti-money laundering, suitability, cross-border, outsourcing, corporate governance or internal control system of a systematically important bank. Markus further develops multi-disciplinary audit concepts and programs with respect to existing and upcoming regulatory requirements.
Certified Auditor (Member of EXPERTSuisse)
Certified Business Economist FH
Leading Bank Auditor for audits in accordance with the BankA, SESTA, FMIA and PfG
Licensed Audit Expert