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Rundschreiben 2008/04 Effektenjournal

FINMA Rundschreiben 2008/04

Offizielles FINMA Rundschreiben über die Führung des Effektenjournals durch Effektenhändler, einschliesslich Journalführungspflicht, Journalform, journalpflichtige Abschlüsse, Journalinhalt und Journalaufbewahrung (in Kraft ab 01.01.2018).

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© 2019 KPMG Holding AG is a member of the KPMG network of independent firms affiliated with KPMG International Cooperative (“KPMG International”), a Swiss legal entity. All rights reserved.

KPMG International Cooperative (“KPMG International”) is a Swiss entity. Member firms of the KPMG network of independent firms are affiliated with KPMG International. KPMG International provides no client services. No member firm has any authority to obligate or bind KPMG International or any other member firm vis-à-vis third parties, nor does KPMG International have any such authority to obligate or bind any member firm.

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