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This edition provides a summary of newly effective and forthcoming regulatory and auditing matters in Canada from July 1, 2020 to September 30, 2020.
Canadian securities: New guidance
- Significance Tests for Business Acquisition Report
- Guidance on Registration Requirements for Chief Compliance Officers of Registrants
- Start Up Crowd Funding Registration and Prospectus Exemptions
- Start Up Crowd Funding Information
- Syndicated Mortgages
- Mutual Fund Sales Practices
- Summary Report for Dealer, Advisers and investment Fund Managers
Canadian securities: Proposed guidance
- Amendments to Prospectus Exemption for Issuers engaged in Real Estate Activities and Collective Investment Vehicles
Auditing matters
- Group audits
- Quality Management for Firms
- Primary Financial Statements Project
- Key Audit Matters
- Standards Issues but Not yet Effective
