This edition provides a summary of newly effective and forthcoming regulatory and auditing matters in Canada for the first quarter 2020.

Canadian securities: New guidance

  • Extension of Continuous Disclosure Deadlines for Venture and Non-Venture Issuers
  • Extension of Deadlines for Dealers, Advisers and Investment Fund Managers
  • Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds
  • Extension of Deadlines for Certain Exchanges, Commodity Future Exchanges, Clearing Agencies and Other "Regulated Entities"
  • CSA Q&A on Extensions and Relief

Canadian securities: Proposed guidance

  • Non-GAAP Measures
  • Start-up Crowdfunding
  • Restrictions on the Use of Deferred Sales Charges
  • Protecting Vulnerable Investors

Auditing matters

  • Group audits
  • Audits of Less Complex Entities
  • Quality management for firms

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