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Canadian Securities & Auditing Matters - Q3
Canadian Securities & Auditing Matters - Q3
This edition provides a summary of newly effective and forthcoming regulatory and auditing matters in Canada from July 1, 2019 to September 30, 2019.
Canadian Securities: New guidance
- Reporting of Climate Change-related Risks
- Summary Report for Dealers, Advisers and Investment Fund Managers
- Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
Canadian Securities: Proposed Guidance
- Reducing Regulatory Burden for Investment Fund Issuers
- Changes to Business Acquisition Reports
Auditing Matters
- Auditor reporting
- Quality management for firms
- Identifying and assessing the risk of material misstatement
- Group audits
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