The financial services industry faces ever-evolving challenges. Financial advice licensees need to navigate a shifting landscape of regulatory and reporting obligations, as well as client expectations.
Our team at KPMG Australia provides customised support to financial advice licensees that can assist/help/mitigate reduce risks and transaction costs, support regulatory compliance, and enable growth through transformative change. With more than 20 former industry practitioners and subject matter specialists, KPMG provides expertise across a range of areas.
Financial advice licensees need to ask themselves these key questions:
We focus on delivering value to our clients across three core areas:
We help clients understand and meet their Australian regulatory obligations, navigate regulatory change, and enhance internal compliance programs. Our support services include the following:
We work with our clients in a variety of different ways including outsourcing, co-sourcing and secondments to assist in the performance of existing processes and functions. Our flexible approach helps advice businesses achieve tangible improvements via reducing costs, improving quality, processing backlogs, and uplifting employee skills and knowledge. Functional areas we can support include:
We help licensees enhance their operating performance, improve economic and customer focused outcomes, and support sustainable growth. These services include the following: