As the leader of KPMG’s advisory services to financial advice licensees, Nathan and his team provide a variety of assistance to financial advice licensees including regulatory and compliance support, operational improvement advice and the provision of functional support for the performance of existing processes and functions.
Nathan is one of the market’s most credentialled and trusted experts in assisting clients to manage the challenges associated with enforceable undertakings or similar matters entered into with ASIC or other regulators. He regularly acts as the appointed Independent Expert for EUs and has been involved with many of the most significant EUs agreed between ASIC and licensees over the last 10 years, acting either as the appointed expert or providing consultancy services assisting clients in satisfying regulator expectations.
Nathan has significant experience and a passion for assisting his clients design, build and improve their compliance arrangements as well as assisting clients across all industries develop compliance arrangements in line with the guidance provided by the International Standard on Compliance Programs.
Monash University, Bachelor of Commerce 2004
Monarch Institute, Diploma Financial Planning 2018
FINSIA, Graduate Certificate, Applied Finance and Investment 2008
Member, Australian Institute of Chartered Accountants
Member, The GRC Institute – Governance Risk & Compliance