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Vivienne Hardy

Partner, Risk Strategy & Technology

KPMG Australia

Vivienne is a conduct, risk and regulatory compliance partner. She has worked with clients across different industries such as financial services, energy, retailing and franchises, and government agencies on some of the most significant complex conduct matters in Australia. These matters relate to wage underpayment, responsible lending, fees for no service, product mis-selling, compensation schemes for misconduct and poor quality of financial advice. She understands the importance of helping clients navigate through these matters thoughtfully and pragmatically to ensure those impacted are front of mind and to protect both personal brand and organisation’s reputation.

Her experience in working with clients have given her exposure to industry better practices and management of a diverse range of senior external stakeholders such as regulators, unions and ombudsman.

The type of work that she has delivered with clients involve:

  • designing and operating remediation programs, from scoping through all aspects of execution
  • performing Independent Expert and Oversight roles to assure the outcomes of client’s activities in addressing the issue, including reporting to regulators where required
  • transforming and enhancing existing processes, controls and frameworks to fix root causes and prevent issue recurrence
  • due-diligence reviews (M&A) to identify potential risk exposures from a conduct, risk and regulatory compliance perspective
  • conducting health-checks and assessments of organisation’s framework, governance and processes to identify potential conduct vulnerabilities, weaknesses and opportunities.

She has also acted as a strategic adviser to clients in relation to conduct and regulatory matters including advising on matters to prepare clients for regulator inspections and pre-enforcement activities.

Areas of expertise

Banking Financial Services Financial governance, controls, risk and compliance Public Policy and Regulatory Changes Risk Consulting Wealth Asset Management
Vivienne Hardy

Education and qualifications

  • Bachelor of Accounting, Monash University

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