Executive Director, Financial Services, Risk Strategy & Technology
Mark advises leading financial services firms on high profile, sensitive and complex conduct and regulatory compliance issues. He specialises in the banking and wealth sectors.
He has considerable experience in helping firms to manage potential misconduct issues and the resulting regulatory negotiations, including enforceable undertaking work. Once diagnosed, Mark designs and implements change programmes to improve business performance and remedy regulatory problems. He has also led many large scale mis-selling remediation and redress programmes.
Mark is a guest contributor for The Huffington Post and writes for numerous financial industry publications.
He proudly supports business and community inclusion initiatives, including being a partner-sponsor of Pride@KPMG (LGBT+ network).
Diploma in Regulation and Compliance, CISI
BA (Hons) Politics, University of Liverpool
Chartered Fellow, CISI
Affiliate Member, CAANZ